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Marble Surface

Regulatory & Compliance

Regulatory and compliance issues in relation to financial services and products have rapidly come to the forefront of the financial services industry.


We assist our clients in navigating the complex and ever-changing regulatory and compliance landscape, including dealing with issues such as marketing restrictions, reporting obligations, trading and margin limits, exchange control and legal risk management issues. Regulatory and compliance issues which we advise on include: 

  • Anti-Money Laundering

  • Anti-Bribery and Corruption

  • Corporate Governance

  • Foreign Exchange Control

  • Personal Data Protection

  • Regulated Financial Services and Products

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